Answering questions about current policy

Policy answers need the current authoritative version and traceable passages. Expected disposition: Proceed with controls.

Task boundary

Answering questions about current policy is assessed as a specific task and workflow, not as a general endorsement of AI for the surrounding job. Policy answers need the current authoritative version and traceable passages.

Assumptions

  • The organization can identify the authoritative current policy and its effective date.
  • Users are authorized to see the source passages returned with an answer.
  • A policy owner handles conflicts, exceptions, and questions with material consequences.

Decision

  • Disposition: Proceed with controls
  • Pattern: Retrieval-grounded workflow
  • Inherent risk: high

Rules that drive the decision

  • Policies change, so model memory and undated documents cannot establish the applicable rule.
  • Retrieval grounding is suitable only when version, authority, and passage support remain visible.

Why alternatives were rejected

  • Model memory may be stale.
  • A direct prompt cannot prove which policy version applies.

Controls

  • Index only approved versions and retain effective, superseded, and observation dates.
  • Cite the exact passage and distinguish policy text from interpretation.
  • Abstain and escalate when sources conflict, the effective version is unclear, or an exception is requested.

Acceptance threshold

These are example starting thresholds for a bounded pilot of this workflow, not universal benchmarks. For answering questions about current policy, the accountable owner should make them stricter when the task, consequence, or policy requires it.

  • Every answer cites the applicable version and a passage that directly supports it.
  • The evaluation set includes superseded policy, conflicting amendments, missing exceptions, and unauthorized documents; each triggers the defined safe response.

Reassess when

  • Policy ownership, versioning, access rules, jurisdiction, or source systems change.
  • Answers begin approving exceptions or determining high-impact outcomes.